Enforcement Actions
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Item In the matter of: Steven Michael Diamond, respondent: administrative complaint(Commonwealth of Massachusetts, Office of the Secretary of the Commonwealth, Securities Division, [Enforcement Section], 2022-05-03)Item In the matter of: ReAlpha Asset Management, Inc., respondent: consent order(Commonwealth of Massachusetts, Office of the Secretary of the Commonwealth, Securities Division, [Enforcement Section], 2022-04-15)Item In the matter of: U.S. Data Mining Group Inc., respondent: consent order(Commonwealth of Massachusetts, Office of the Secretary of the Commonwealth, Securities Division, [Enforcement Section], 2022-03-22)Item In the matter of: Alumni Ventures Group, LLC, and Michael Collins, Respondents : consent order(Commonwealth of Massachusetts, Office of the Secretary of the Commonwealth, Securities Division, [Enforcement Section], 2022-03-04)Item In the matter of: Purshe Kaplan Sterling Investments, Inc., Respondent : administrative complaint(Commonwealth of Massachusetts, Office of the Secretary of the Commonwealth, Securities Division, [Enforcement Section], 2022-02-17)